Lead - Infra Audit Preparation and Oversight

Lead - Infra Audit Preparation and Oversight

About Northern Trust

As a global leader in innovative wealth management, asset servicing, asset management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the world’s most successful individuals, families, corporations and institutions.

Since 1889, we have aligned our efforts with our three guiding Principles That Endure: Service, Expertise, and Integrity. Together, they reflect the three cornerstones of business conduct which we strive to instill in our employees, whom we call partners, and to provide to our clients and the communities we serve worldwide.

With more than 135 years of financial experience and over 24,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.

Role : Lead - Infra Audit Preparation and Oversight Support

Location : Pune

About role

The Infrastructure Audit Preparation and Oversight Support is a key position within the Global Infrastructure Risk and Control team. It involves preparing Infrastructure teams for internal audits and advising during the audit. The role supports the Infrastructure Pre-Audit Assessment Team (iPaaT) for global and regional audits, conducts current state assessments, identifies potential gaps, and supports documentation and remediation. The position also provides risk-minded guidance to minimize negative audit outcomes.

Major Duties

• Support Principle to manage the regional Infrastructure Pre-Audit Assessment (iPaaT) team and support staff in execution of the defined objectives.
• Support Principle in the improvement of the teams being reviewed and the local teams processes.
• Support weekly reporting on current state of on-going assessments and present status to Infrastructure Leadership.
• Support Infrastructure/Platform owners to identify key risks and assess the design and operating effectiveness of the process and controls supporting the Infrastructure towers.
• Establish strong working relationships and communications with key stakeholders globally.
• Ensure that meetings are effective and deliverables are issued accurate, complete, and provided timely to stakeholders.
• Work with Global and Regional counterparts to develop and execute on assessment schedule to ensure coverage based on upcoming audits.

Must Have

• Proven audit supporter with 8+ years of Internal Audit experience.
• 4+ years of experience in Financial Services.
• In-depth understanding of financial services regulations, risks and controls.
• Highly motivated, self-starter who deals well with ambiguity and can drive execution.
• Strong critical thinking, analytical, leadership and organizational skills.
• Proven ability to build relationships, influence and motivate teams across the organization.
• Ability to challenge and influence stakeholders of differing viewpoints to reach consensus.

Good to Have

• Internal Audit or Risk related Certification (CSIA, CIA, CRISK, etc.) and Technology specific certifications (Oracle, AWS, Azure, Kafka, Windows, Unix, Mainframe, etc.).
• Internal Audit experience working at Big4.

Qualification

• 7+ years of Internal Audit experience.
• 4+ years of experience in Financial Services.
• Certifications in Internal Audit or Risk (CSIA, CIA, CRISK, etc.) and Technology (Oracle, AWS, Azure, Kafka, Windows, Unix, Mainframe, etc.) are a plus.
• Experience working at Big4 is a plus.

Working with Us

As a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to an inclusive workplace and assisting the communities we serve.

Philanthropy is deeply rooted in Northern Trust’s history and is an essential element of our culture. Employees around the world give their time and talent to work for the greater good of their communities.

Reasonable Accommodation

Northern Trust is committed to working with and providing adjustments to individuals with health conditions and disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com, or alternatively you can discuss your individual requirements with the recruiter you are working with.

About Our Pune Office

The Northern Trust Pune office, established in 2016, is now home to over 3,000 employees. The office handles various functions, including Operations for Asset Servicing and Wealth Management, as well as delivering critical technology solutions that support business operations across the globe.

Our Pune team takes our commitment to service to heart. In 2024, they volunteered more than 10,000+ hours into the communities where they live and work. Learn more.

Experience Level

Senior Level